Aurochs, Annuals, Africa and the Americas: A Review of Jared Diamond’s ‘Guns, Germs and Steel’

Jared Diamond, Guns, Germs, and Steel: The Fates of Human Societies (London: Vintage, 1998)[note]

Guns, Germs and Steel: The Fate of Human Societies’, authored by physiologist, ornithologist, anthropologist, evolutionary biologist, ecologist, bestselling popular science writer and all-round scientific polymath Jared Diamond, is an enormously ambitious work.

In it, Diamond seeks to answer what is perhaps both the greatest and the most controversial question in the entire field of human history – namely, why civilization, technological advancement and modernity emerged in the parts of the world that they did and not in other regions.

In doing so, he seeks to explain the rise of civilization, the conquest of continents and differential rates of development around the world throughout history right up to the present day – in short, more or less the entire course of human history and indeed much of prehistory as well.

Perhaps inevitably, Diamond fails in the hugely ambitious task he has set himself.

Yet, if Diamond ultimately fails in this project, nevertheless the intellectual journey upon which he takes his readers is a hugely enlightening and entertaining one, in which he introduces many novel ideas that are indeed surely a part of the answer to the historical question he has posed.

Moreover, it is a hugely thought-provoking book and perhaps its chief value is in having once again opened up to public discussion and scholarly debate this most important, yet also challenging and taboo, of historical questions.

Diamond’s Theory

In addition to being a hugely ambitious work, ‘Guns, Germs and Steel’ is also a very long book.

This is perhaps inevitable given the scale of his ambition. After all, one is unlikely to be able to explain the rise of civilization throughout the entire world and the entirety of human history in just a few paragraphs.

However, despite its scale, ‘Guns, Germs and Steel’ is still, in my view, an unnecessarily overlong book, and includes much repetition of material as well as the inclusion of much material that is tangential or, at best, peripheral to the book’s main theme and thesis.

Distilling its basic theory therefore easier said than done.

Neither is the book’s title of much help in this direction.

Guns, germs and steel are indeed a part of the story of how some groups came to expand and ultimately dominate the globe—but they are only a relatively late element this story, and certainly not the ultimate factors responsible.[1]

Instead, they represent just some of the means by which certain populations came to conquer, colonize, and displace other populations, although other technologies also played a role.

However, to attribute the conquest of continents to technologies such as guns and steel only raises the further question as to why it was certain peoples inhabiting certain regions who first developed and made use of these technologies and not other peoples in other regions.

Likewise, to attribute the depopulation of Native Americans and Australian Aboriginals to the germs carried by European colonizers may indeed be true, but it only raises the question as to why it was, not only Europeans who invaded America and Australia, and not  Native Americans and Australian Aboriginals who invaded Europe, but also why it was Europeans who carried more virulent infectious diseases than did Native Americans and Australian Aboriginals, such that it was the latter who were decimated by European diseases, not the European settlers wiped out by indigenous germs.[2]

In short, these are proximate causes that explain how Europeans came to conquer their colonies, but not the ultimate reason why they were able to do so

Yet the greater part of Diamond’s text is indeed devoted to answering this more fundamental question.

Diamond’s theory can be summarized thus:

The more advanced technological development of certain regions is traced ultimately to their domestication of plants and animals, or adoption of domestic species that were domesticated elsewhere.

Whether a population domesticated any plants or animals, or were able to adopt domestic species domesticated elsewhere, and how many such species they were able to domesticate or adopt, and how early, depended on three factors:

  1. How many, if any, species were available that were suitable for domestication in the area they inhabited?
  2. Whether they were in contact with other regions where species had been domesticated, or which had adopted domestic species that had been domesticated elsewhere?
  3. Whether climatic factors permitted the adoption in their own locale of these domesticates?

The adoption of domestic plants permitted higher population densities, which increased both:

  1. The potential for technological innovation, and
  2. The number and virulence of infectious diseases with which a population was afflicted.

Technological innovation was greater in more densely populated regions simply because, the most people there are, the greater the chances that some of them may come up with useful technological innovations, while greater population density also facilitates the spread and diffusion of these technologies.

Meanwhile, infectious diseases came to be more virulent and deadly in more densely populated regions because they spread more easily, and can hence afford to evolve to become more deadly, in densely populated environments where people are in closer contact with one another, and with one another’s waste materials, enabling the pathogens to spread from one person to another more easily.

On the other hand, in less densely populated regions, infectious diseases pass between different people much less easily. Therefore, there is selection pressure against a pathogen evolving to become deadly to its host, or at least to kill its host too quickly, because, if the pathogen kills its host before it has managed to spread to any new hosts (as is more likely in sparsely populated regions), its genes usually perish along with the host.

In addition, Diamond argues, the domestication of animals itself also leads to more infectious diseases because, according to Diamond, many infectious diseases which afflict us today first spread to humans via contact with domestic animals.

However, if the rise of civilization, and conquest of continents, is indeed ultimately attributable to the availability of potentially domesticable species, and of already domesticated species from other regions that can be readily adopted in one’s own region, then this only raises several further questions, namely:  

  1. Why some species are evidently domesticable and others apparently not?
  2. Why domesticable species were present in some regions but not others? and
  3. What factors prevented the transfer of these domesticates to some other regions?

Here, as we will see, Diamond provides compelling and quite persuasive theoretical reasons why there was:

  1. A lack of domesticable plants in Africa; and
  2. A lack of domesticable animals in the Americas and Australasia.

However, at the same time, he fails to adequately explain why there was, and indeed that there was (supposedly):

  1. A lack of domesticable plants in America; and
  2. A lack of domesticable animals in Africa.

Domesticated Plants in Eurasia vs Sub-Saharan Africa

Thus, with respect to the fact that tropical Africans domesticated few plants, Diamond explains that annual plants, namely those which complete their entire lifecycles within a single year, are ideal for exploitation and domestication by humans and many have come to represent important parts of our staple diets. This, Diamond explains, is because:

Within their mere one year of life, annual plants inevitably remain small herbs. Many of them instead put their energy into producing big seeds, which remain dormant during the dry season and are then ready to sprout when the rains come. Annual plants therefore waste little energy on making inedible wood or fibrous stems, like the body of trees and bushes. But many of the big seeds… are edible by humans. They constitute 6 of the modern world’s 12 major crops” (p136).

However, in the Tropics, which includes most of subSaharan Africa, seasonal variation in climate is minimal, and temperatures hence relatively stable all year round.

Therefore, annual plants are rare in subSaharan Africa and other tropical regions, since an organism is unlikely to evolve to calibrate its lifecycle in accordance with predictable annual (i.e. seasonal) changes in climate if annual changes in climate are minimal.

Meanwhile, those parts of subSaharan Africa where the climate was suitable for the cultivation of these crops, and which today enjoy high farm yields, namely Southern Africa, much of which enjoys a subtropical climate similar to that prevailing in the areas of Eurasia where agriculture first developed, were nevertheless unable to adopt crops domesticated in these latter regions prior to modern times, simply because they were not in sufficient contact with the Middle Eastern and North African civilizations, being separated by the Sahara and the Tropics, to both of which environments annual plants domesticated in the Middle East and Mediterranean region are wholly unsuited and hence could never penetrate prior to modern times.

Plant Domestication in the Americas

Unfortunately, however, while this explanation – namely the relative lack of annual plants in the Tropics – works quite well to explain the relative lack of plants domesticated in sub-Saharan Africa, it works much less well in explaining the rise of civilization in the Americas.

Thus, much of North America enjoys a subtropical or temperate climate similar to that prevailing in those regions of Eurasia where agriculture first developed and subsequently flourished. In these regions, given the seasonal variation in climate, annual plants are presumably common.

Yet, in these parts of North America, few important crops seem to have been domesticated, and advanced civilization was largely, if not wholly, absent.

Instead, the greatest civilizations of pre-Columbian America were centred squarely in the Tropics.

Thus, of what are generally regarded as the three greatest pre-Columbian civilizations of the Americas (and arguably the only pre-Columbian American cultures to qualify as true ‘civilizations), the territories of two, namely the Mayan and Aztec, were entirely restricted to the Tropics, while the third, the Inca, though its vast empire expanded beyond Tropics, also had its origins, capital and heartland within this climatic zone.

Animal Domestication in Eurasia vs the Americas

What then of domesticated animals, the other factor emphasized by Diamond?

Whereas in respect of domesticated plants, Diamond has, as we have seen, an explanation that works well in explaining the relative absence of early agriculture in sub-Saharan Africa but rather fails to adequately explain the rise and spread (and the absence in some regions) of civilization in the Americas, with respect to domesticated animals, his explanation works rather better for the the Americas (and indeed for Australasia) than it does for Africa.

Thus, Diamond persuasively explains that the number of animals of the sort suitable for domestication was reduced in the Americas (and Australasia) by the sudden and late arrival of humans on this landmass.

Thus, whereas animal species of the Old World had long been subject to human predation, and hence evolved counter-adaptations, such as avoidance and fear of humans, animal species in the Americas, were entirely unprepared for the sudden influx of humans with their already developed and formidable hunting skills.

Most big mammals of Africa and Eurasia survived into modern times, because they had coevolved with protohumans for hundreds of thousands or millions of years. They thereby enjoyed ample time to evolve a fear of humans, as our ancestors’ initially poor hunting skills slowly improved” (p43)

In contrast, on the sudden arrival of humans in the Americas and Australasia, the indigenous fauna were suddenly confronted with anatomically modern, and comparatively technologically advanced, human hunters, with their already formidable hunting skills honed over thousands of years of evolution, cultural and biological, in Africa and Eurasia.

As evidence, he cites the extinctions that also occurred on isolated islands that had formerly been uninhabited by humans upon the arrival of the first human colonists, such as that of the famous “dodo of Mauritius”:

On every one of the well-studied oceanic islands colonized in the prehistoric era, human colonization led to an extinction spasm whose victims included the moas of New Zealand, the giant lemurs of Madagascar, and the big flightless geese of Hawaii” (p43).[3]

Thus, he not unreasonably concludes, the same process of mass extinctions surely occurred, albeit on a much wider scale, among the indigenous fauna of the Americas and Australasia when humans first arrived en masse during prehistory.

This then explains the disappearance in America of so many large animals of the sort that might have been potentially domesticable at around the same time the first humans arrived there.[4]

As a general rule, predation rarely leads to the complete extinction of a species, because, as the prey species decreases in number due to predation, predators either switch to an alternative source of food as a substitute for the prey that has become increasingly scarce, or themselves begin to decline in numbers due to declining numbers of prey on whom to feed, either of which allow the prey species to recover in numbers.

However, among humans, hunting is often motivated as much by status competition as by caloric needs (Hawkes 1991).

This results in particular prestige being associated with claiming the carcass of an especially rare prey.

This means that, even when a prey species is on the verge of extinction, and continuing to hunt this species makes no sense in terms of optimal foraging theory, humans may continue to hunt down the last surviving members of a species.

Thus, humans have the unique and dubious distinction of having driven many species to extinction through predation.

Animal Domestication in Sub-Saharan Africa

Yet, if this sudden and late influx of formidable human hunters explains the relative lack of domesticable animals in the Americas and Australia, this explanation certainly cannot apply to Africa, which, far from experiencing a late influx of humans, is the region where anatomically modern humans first evolved.

Therefore, indigenous prey species in Africa will have gradually evolved counteradaptations to human predation, not least fear and avoidance of humans, at the same time that humans ourselves were gradually evolving to become such formidable hunters.

This is in stark contrast to the situation, not only in Australasia or the Americas, as emphasized by Diamond, but also, as not mentioned by Diamond, even in Eurasia itself.

Thus, just as the indigenous fauna of Australasia and the Americas were wholly unprepared for the sudden influx of anatomically modern humans who quite suddenly arrived in their midst, so, in a much earlier period, the indigenous fauna of Eurasia were perhaps faced with much the same predicament, and mortal danger, being suddenly faced with the first anatomically modern humans to venture beyond the African continent, yet with their already formidable hunting skills honed over many years of evolution in Africa.[5]

Indeed, the indigenous fauna of Eurasia may even have faced this mortal danger repeatedly, having been confronted with successive waves of hominid (Homo erectus, Homo heidelbergensis) that had successively migrated out of Africa, each of which were likely formidable hunters, and each successive wave perhaps more formidable than that which preceded it.

It is therefore perhaps unsurprising that Africa is famous for its exotic large wild animals, which is why it is a popular destination for safari expeditions.

Thus, according to Diamond’s own reckoning, Africa is today home to almost as many species of large terrestrial mammal as is Eurasia, with 51 such species being indigenous to Africa, as compared to 72 that are found in Eurasia (p162). This, of course, means that, relative to its much smaller overall land mass, Africa actually has a much greater concentration of different large terrestrial mammalian species than does Eurasia.[6]

Why then were no indigenous species of animal, apart from Guinea fowl and donkeys, successfully domesticated in sub-Saharan Africa?

Diamond himself acknowledges the paradox, conceding:

The lack of domestic mammals indigenous to sub-Saharan Africa is especially astonishing, since a main reason why tourists visit Africa today is to see its abundant and diverse wild animals” (p161).

Thus, he acknowledges:

The percentage of [large terrestrial herbivorous or omnivorous mammals] actually domesticated [of those available in each region] is highest in Eurasia (18 percent) and is especially low in subSaharan Africa (no species domesticated out of 51 candidates!” (p163).[7]

However, explains away this paradox by insisting that, although there were indeed a large number of superficially seemingly domesticable mammals in subSaharan Africa, it just so happens that, purely by chance, none of these species were in fact amenable to domestication.

Yet, rather than presenting any general systematic reason why so few African animals were domesticable, Diamond simply argues this was just bad luck. It just so happened that, purely by chance, and for various quite different reasons, no African animals were capable of being domesticated, but rather each were possessed of one or more traits that absolutely precluded their successful domestication.

Given the large number of terrestrial herbivores in Africa, this is unlikely purely on statistical grounds.

Yet Diamond proceeds on a purely ad hoc, piecemeal basis, discussing why several of the more obvious candidates were in fact unsuitable for domestication.

His arguments, moreover, are not always entirely persuasive.

Zebras

A case in point are zebras, a herbivorous odd-toed ungulate, indigenous to much of East and Southern Africa.

Zebras, Diamond concedes, seem superficially eminently suitable for domestication.

Thus, zebras feed on grasses that we cannot consume. This means they do not compete with humans for food, but rather convert a food we cannot consume (namely, grass) into foods we can (namely, zebra meat and milk).

Moreover, zebras are closely related to horses and donkeys, whose wild ancestors have, of course, been successfully domesticated by humans. They also resemble horses and donkeys both morphologically and behaviourally.[8]

This suggests that, since donkeys and horses were, of course, successfully domesticated, surely zebras could have been domesticated in just the same way.

Indeed, with only a little imagination, one can easily envisage a domesticated zebra, not only being farmed for its milk and meat, but also being used as a draft and pack animal, and being ridden, both for transport and perhaps into battle.

However, despite superficial appearances, Diamond nevertheless insists that zebras are in fact wholly undomesticable, something he attributes primarily to what he terms their “nasty disposition” (p171-2).

Yet this argument strikes me as immediately suspect.

After all, African wild asses, the ancestors of domestic donkeys, are also known to be quite aggressive, at least with one another, while the wild ancestor of the domestic horse is now extinct, conveniently precluding a direct behavioural comparison.

Moreover, the fact that zebras, while never domesticated, have been successfully tamed, as Diamond himself acknowledges, seems to rule out Diamond’s claim that their “nasty disposition” alone prevents exploitation by humans.

Aurochs

Another comparison is even more devastating to Diamond’s argument, namely that of a wild animal that, unlike zebras, early humans did successfully domesticate, and whose wild ancestor is also extinct, but whose highly aggressive behavioural disposition can be readily inferred and whose physical formidability is surely not in doubt – namely the auroch, the wild ancestor of domestic cattle.

Domestic bulls remain a physically formidable and aggressive animal. This is among the reasons they are favoured in blood sports such as bull-baiting, bull riding and bullfighting.[9]

Yet the wild ancestor of cattle, the auroch, was much larger and more formidable even than the domestic bull.

Moreover, it was surely also undoubtedly far more aggressive as well, since the reduction of aggression, so as to make animals more easily manageable by humans, is an early, universal and important consequence of domestication.

Indeed, the domestication of the formidable auroch perhaps even forces us to reconsider whether hippos and rhinos, the prospect for whose domestication Diamond, seemingly not unreasonably, dismisses in little more than a sentence, might also have been potentially domesticable.[10]

Moreover, aurochs, and indeed modern cattle, also evince yet another trait that, at least according to Diamond, supposedly precludes a species’ domestication – namely, it is not advisable to keep multiple adult males in close proximity to one another in the same enclosure during the breeding season.

Thus, Diamond argues that “one of the main factors” that precluded the domestication of African antelope is the fact that:

Males of those herds space themselves into territories and fight fiercely with each other when breeding” (p174).

But the same is also true of bulls. Thus, dairy farmers well know that it is not generally advised to keep more than one bull in a single enclosed field at any time, and, as with antelope, especially not during the breeding season.[11]

Yet, if this is true of modern domestic bulls, then it was undoubtedly even more true of the first wild aurochs to be tamed, prior to their full domestication, since, as we have already seen, the reduction of aggression is among the principle aims, and effects, of the domestication process.

Yet according to Diamond, if males of a given species “disperse themselves into territories and fight fiercely with each other when breeding”, then this absolutely precludes any possibility of their successful domestication.

We are fortunate that our ancient Eurasian forebears, those who successfully domesticated the formidable wild auroch, never took the trouble to read Jared Diamond’s celebrated nonfiction bestseller, for, if they had, they would no doubt have abandoned the project as futile at the outset.

Modern Domestication

As the final definitive evidence that the failure of the indigenous peoples of Africa, Australasia and the Americas to domesticate indigenous fauna and flora did not betoken any deficiency on their own part as compared to Eurasians, but rather reflected the inherent unsuitability for domestication of the various species available, Diamond points to the inability of white colonists in Africa, America and Australasia, and even of modern scientists, to domesticate any of the indigenous species of Africa, Australasia and the Americas that natives had also failed to domesticate.

His argument seems to be that, if the white colonists in Africa also failed to domesticate zebras, then it cannot be racial factors that prevented indigenous black Africans from doing so; and, if even modern scientists, with all the modern technologies and scientific knowledge available to them, have proven unable to domesticate, say, zebras, then what hope did ancient Africans have. Clearly, zebras must simply be intrinsically undomesticable.

However, the problem with this argument is that the process of domestication is necessarily a gradual one, involving selective breeding over many generations. Therefore, even with the aid of modern scientific knowledge, by its very nature, it can occur only over many generations.[12]

Yet most of subSaharan Africa was colonized by Europeans only from the late nineteenth century. Therefore, white western settlers arrived in Africa only a few generations ago, and in Australia and the Americas, only a few generations before that.[13]

Moreover, in most of subSaharan Africa, they were few in number, and mostly left during the process of decolonization only a few generations later, or soon thereafter.

Therefore, they had little time in which to domesticate any indigenous fauna or flora.

Perhaps more importantly, they also often had little incentive.

After all, why begin the slow, difficult and uncertain process of domesticating indigenous fauna and flora when they already had their own domesticates, already domesticated in Eurasia, which they could often readily transplant to their new homes?

For example, wheat, rice and barley were all first domesticated in Eurasia, but, transplanted to the Americas, they are now among the most important staple crops of North America.[14]

Shape, Axis and Orientation of Continents

What then are the factors that prevented ancient peoples from simply adopting the domesticates that had already been domesticated in other regions?

One important factor identified by Diamond is isolation. A people isolated from other civilizations or peoples by geographic barrers obviously cannot adopt the domesticates of the latter, and nor can they copy, reverse engineer and adopt their technologies, for the simple reason that they never come into contact with these technologies.

Thus, of all the world’s continents, Australia was undoubtedly the most isolated, being separated from Eurasia and the Americas by vast oceans.[15]

Yet, besides oceans, deserts, tundra and mountains, another less obvious factor identified by Diamond as precluding the successful transfer of domesticates in ancient times is the shape, axis and orientation of the various continents.

Thus, Eurasia, which Diamond identifies as a single cultural zone, and which, for his purposes, includes North Africa (p161), is, he observes, orientated primarily on an east-west axis, from Japan and Korea in the Far East, to Western Europe and the Maghreb thousands of miles away in the west.

Since climate varies primarily with latitude (i.e. distance from the equator, and from the North and South Poles), and not with longitude, this means that, despite its vast size, many distant regions of Eurasia nevertheless enjoy very similar climates, making the transfer of domesticates adapted to these climates between these different regions quite feasible.

Thus, many domesticates that were first domesticated in one part of the vast Eurasian landmass nevertheless came to be adopted in many other parts of Eurasia far from region of initial domestication even in ancient times.

For example, barley, first domesticated in the Fertile Crescent, nevertheless came to be adopted as far away as Europe and East Asia in prehistoric times.

In contrast, Diamond argues that both Africa and the Americas are oriented primarily on a north-south axis.

Thus, North and South America, considered as a single continent, is a tall, thin landmass, being very narrow in places, especially at the Isthmus of Panama, which, at its narrowest point, is less than fifty miles across, but, on a north-south axis, stretches from the Arctic tundra of Northern Canada to Cape Horn in Chile at its southern tip several thousands of miles away.

These different regions obviously enjoy very different climates, making the transfer of domesticates across the continent in a northern and southerly direction very difficult for plants and animals adapted to a specific climate.

The Axis and Orientation of Africa

Again, however, this explanation does not work quite as well for Africa as it does for the Americas.

Thus, once we exclude North Africa, which, as we have seen, Diamond classifies as a part of the Eurasian cultural zone, being culturally, biologically, racially and climatically continuous with the Middle East and Mediterranean region (p161), subSaharan Africa is not an especially tall, narrow continent. On the contrary, it is, at its maximum extent, as wide as it is tall.

Thus, the total distance from the Somalian coast in East Africa to the Senegalese coast in West Africa, the widest expanse of the continent, is about 4,500 miles, which is very similar to the distance from the southern edge of the Sahara Desert to the most southerly tip of South Africa.

This is also much wider than the greatest east-west expanse of either North or South America.

Thus, astrophysicist-turned-historian Michael Hart, assessing Diamond’s theory, observes:

SubSaharan Africa, where a vast stretch of savannah (the Sudan, situated between the Sahara and the tropical rainforest) stretches 3500 miles in an east-west direction, from the highlands of Ethiopia to Senegal… [T]ransmission of technology and domesticates could — and repeatedly did — take place along the Sudan, and also across Ethiopia” (Understanding Human History: p176).

In short, Africa obviously does not enjoy the same vast East-West expanse as Eurasia, but, by the same token, it benefits from a vastly greater east-west expanse than does either North or South America.

Yet, in most respects, the pre-Columbian civilizations of the Americas seem to have been much more advanced than any indigenous sub-Saharan African culture.

The Axis and Orientation of the Americas

Indeed, if this explanation doesn’t work well for Africa, on closer inspection, it doesn’t work that well for America either.

While America is indeed a tall thin landmass, two of the three greatest pre-Columbian civilizations of the Americas, namely the Aztec and Mayan, were both concentrated in central America, where the continent is at its narrowest.

Being located in this part of the Americas, they were therefore especially disadvantaged according to Diamond’s theory, as they were therefore likely unable to adopt any domesticates domesticated anywhere else in the American landmass for climatic reasons.

However, despite this disadvantage, they nevertheless built the most impressive civilizations of the pre-Columbian Americas.

Conversely, the Americas are at their widest in North America, much of which also enjoys a temperate and subtropical climate ideal for agriculture and where advanced agriculture today thrives. Yet it was precisely in these regions that advanced civilization was largely if not entirely absent prior to the arrival of Europeans.

Relative Degrees of Cultural Isolation

Indeed, the achievements of the Mesoamerican civilizations, especially the Maya, were not only far more impressive than what was achieved in elsewhere in the Americas, but also much more impressive than anything achieved in subSaharan Africa.

However, the civilizations of the Americas were also disadvantaged as compared to those of subSaharan Africa in yet another respect – namely whereas the civilizations of Mesoamerica were entirely cut off from cultural exchange with the civilizations of Eurasia for thousands of years, this was never true to anything like the same degree in sub-Saharan Africa.

On the contrary, trade and cultural exchange between subSaharan Africa and the peoples and civilizations of North Africa and the Middle East was extensive and longstanding, especially across down the Nile Valley and across the Red Sea into the Horn of Africa, down the Swahili coast in coastal East Africa, and thence indirectly into the remainder of subSaharan Africa.[16]

In contrast, contact, let alone cultural diffusion, between Eurasian civilization and the emerging civilizations of meso-America can be ruled out almost entirely.

The great civilizations of meso-America emerged entirely independently of those in Eurasia.

Astrophysicist-turned-historian Michael Hart reports:

[S]ubSaharan Africa was not completely cut off from Eurasia, and some important aspects of Eurasian technology and culture did reach [subSaharan Africa]. Techniques of pottery-making, bronze working, and ironworking reached [subSaharan Africa] from the Middle East, as did the use of domesticated camels [whereas] domestic sheep and goats were introduced into [subSaharan Africa] from the Middle East by 4 kya. In contrast, prior to 1492, no Neolithic flora, fauna, or technology ever spread from the Old World to the Western Hemisphere” (Understanding Human History: p176).

Thus, anthropologist and physiologist John R Baker, who, in his magnus opus Race (reviewed here), even credits the remarkable Mayan civilization, alongside other impressive achievements (e.g. in astronomy), with being the first people to have  independently ‘invented the concept of zero’, laments increulously:

How, on the environmental hypothesis, can one explain the fact that the Negrids inhabiting the tropical rain-forest of central Africa made not even a start in mathematics, while the Maya of the Guatemalan tropical rain-forest, equally cut off from all contacts with civilized people, made astounding progress in this subject, and at one time were actually ahead of the whole of the rest of the world in one important branch of it?” (Race: p527-8)[17]

Similarly, Hart, assessing Diamond’s theory incredulously, concludes:

By 1000 AD, Mesoamerica was far more advanced than [subSaharan Africa] was, or ever had been. For example, Mesoamericans had originated writing on their own, had constructed many large stone structures, and had built large cities (rivaling any existing in Europe, and far larger than any in [subSaharan Africa). Furthermore, the Mayan achievements in mathematics and astronomy dwarf any intellectual achievements in [subSaharan Africa]” (Understanding Human History: p177).

Elephants in the Room?

Why then does Diamond fail in his endeavour?

Partly this reflects the scale of the task he has set himself. As discussed above, Diamond aspires to do nothing less than to explain the rise and spread of human civilizations across the entirety of the globe throughout the entirety of human history and much of prehistory. It is therefore hardly a surprise that he ultimately fails in the gargantuan task that he has set himself

Yet it hardly helps that Diamond restricts the range of factors that he is willing to consider.

Thus, he dismisses outright the idea that innate racial differences might play a role in explaining the different rates of technological and societal development among different races (see Understanding Human History and IQ And Global Inequality).

Admittedly, he does briefly alludes to this possibility in his Prologue, but only so as to dismiss it summarily:

Sound evidence for the existence of human differences in intelligence that parallel human differences in technology is lacking” (p19).

Yet, in his very next paragraph, he acknowledges the existence of an enormous” literature in psychometrics, intelligence research and behaviour genetics that shows just that (p19).

However, he dismisses this literature, not only on scientific grounds, but also on moral grounds. Thus, he writes:

The objection to such racist explanations is not just that they are loathsome, but also that they are wrong” (p19)

Yet, in saying that his objection is “not just” that these sorts of explanations are “loathsome”, he implicitly concedes that the supposedly loathsomeness of such explanations is indeed part of his objection. In other words, Diamond has allowed his moral convictions to influence his scientific judgement, what Bernard Davies, in just this context, referred to as the moralistic fallacy.

Yet quite why such theories are supposedly so “loathsome” Diamond does not take the trouble to explain. He presumably takes it as given, or as self-evident, and assumes that his readership shares his moral revulsion, as most of them no doubt do.[18]

Yet we would do well to remember that, if ideas are indeed loathsome, this has no bearing on whether they are also true.

For example, many Christians considered the heliocentric astronomical model introduced by Copernicus and Galileo similarly objectionable; many still consider the Darwin’s theory of natural selection objectionable. Yet this does not lead us to reject these theories.

The fact that many people die horrible painful deaths through no fault of their own may also be “loathsome”, but this does nothing to prevent it also being true.

Moreover, we must ask why anyone would consider theories of racial differences in intelligence so objectionable in the first.

After all, almost everyone accepts that different individuals differ in intelligence. Few of us have any difficulty accepting that, for example, Albert Einstein is probably more intelligent than we will ever be. Why are group differences any more difficult to accept?

Maturity is coming to accept that you cannot be the best at everything, and indeed are unlikely to be the very best at anything.

Indeed, most of us do indeed accept the existence of group differences in ability, certainly of sex differences, and indeed even of racial differences, in other spheres. For example, most white Americans, I suspect, have little difficulty accepting that blacks are, on average, better at basketball, Kenyans better at marathons, and Asians at math.

Accepting the existence of race differences in intelligence seems, in principle, little different.

Indeed, for most people, being intelligent isn’t all that important. Most men, I suspect, would rather be considered brave, strong and athletic than a brainy nerd, and most women, in my experience, would rather be considered pretty or beautiful than as what was once formerly derisively termed a ‘bluestocking’.

As to the other part of Diamond’s objection to race realist theories, namely, not that they are “loathsome”, but also that they are “wrong”, we might question whether someone who has such an oddly visceral emotional reaction to a scientific theory as to refer to it as “loathsome” is really the person best suited to accurately assess its objective merits.

Yet, although he acknowledges the existence of an enormous” literature in psychometrics, intelligence research and behaviour genetics on the question of race differences in intelligence and their alleged societal correlates, Diamond does not engage with this literature at all, but rather curtly dismisses this entire body of research in just a single paragraph (p19).

Given Diamond’s own cursory dismissal of this research tradition, a review of Diamond’s book is therefore not the place to discuss this body of scientific research.

However, for those interested, I have previously discussed this body of research here, here, here, here and, in the most depth, here.

With respect to the possible consequences of these differences for different levels of development and technological progress in different parts of the world, I discuss this matter here, here and here.

Conclusion

In conclusion, with regard to the topic of differential rates of development in different parts of the globe both today and throughout history, we still await a full explanation. This is a vast and important topic upon which much research, discussion and debate is surely yet to be conducted.

But one thing is surely certain—any complete explanation, and completely convincing explanation, will surely have to consider, not only the geographic factors so monolithically focussed upon by Diamond, but also the full range of possible contributing factors, howsoever politically incorrect the latter might be.


[Note] Readers may be interested that I am now cross-posting this and future posts at https://contemporaryheretic.substack.com for those who prefer that format. [NB: Not THEcontemporaryheretic.substack.com, which address was already taken by someone else.] This specific post is accessible at: https://contemporaryheretic.substack.com/p/aurochs-annuals-africa-and-the-americas

[1] A more obvious, and perhaps more accurate title, might have been ‘Yali’s Question’, a reference to the question, supposedly posed by a New Guinean native of Diamond’s acquaintance, as to why the newly arrived European colonizers had so much more cargo (i.e. imported technologies and other useful manufactured products) than did the indigenous aboriginals, that he claims provoked him to investigate the ultimate causes of differential development in different regions of the globe and among different peoples.

[2] Whereas the diseases introduced by European colonizers brought death and destruction in their wake throughout the Americas, often travelling ahead of their original European hosts, and hence decimating indigenous populations long before Europeans even arrived in many parts of America, indigenous American diseases seem to have had much less of an impact on their European colonizers themselves. To my knowledge, the only major infectious disease thought to have been introduced into Europe from the Americas is syphilis, though even this is in doubt, as the origin of this once devastating disease is still much disputed.

[3] As for indigenous birds and mammals of the Galapagos Islands and Antarctic, which humans discovered and inhabited only in recent times, these species, Diamond reports, were saved from extinction only by “protective measures” imposed by early pioneering conservationists, and otherwise remain “incurably tame” (i.e. hopelessly unafraid of humans, and hence vulnerable to human predation) to this day (p43).

[4] Actually, although he makes very clear that this is the hypothesis that he favours, Diamond actually remains strictly agnostic regarding the causes of the mass extinctions that engulfed the Americas and Australasia around the time of the arrival of the first humans. Thus, he notes that an alternative theory is that “America’s big mammals instead became extinct because of climate changes at the end of the last Ice Age, but comments sardonically:

The Americas’ big animals had already survived the ends of 22 previous Ice Ages. Why did most of them pick the 23rd to expire in concert, in the presence of all those supposedly harmless humans? Why did they disappear in all habitats, not only in habitats that contracted but also in ones that greatly expanded at the end of the last Ice Age?” (p47).

Yet, despite this persuasive argument, Diamond nevertheless charitably concedes “the debate remains unresolved” (Ibid.).
Likewise, he reports, it has been argued that the indigenous fauna of Australia and New Guinea that died out around the time of the first arrival of humans in that continent may instead have “succumbed instead to a change in climate, such as a severe drought on the already chronically dry Australian continent” (p43).
Again, however, Diamond is skeptical, observing:

I can’t fathom why Australia’s giants should have survived innumerable droughts in their tens of millions of years of Australian history, and then have chosen to drop dead almost simultaneously (at least on a time scale of millions of years) precisely and just coincidentally when the first humans arrived” (p43).

Those who doubt the human role in prehistoric mass extinctions typically attribute these theories to human arrogance and anthropocentrism. It is true, they observe, that humans today, with our advanced technologies (e.g. guns), are indeed formidable predators capable of wreaking unparalleled environmental damage. However, ancient hunter-gatherers were no doubt much less formidable.
This is indeed true. However, as compared, not to modern technologically advanced humans, but rather to other species of predator, our ancient ancestors may already have been formidable hunters, long before we evolved modern technologies such as guns.
Indeed, our greatest innovation was likely the capacity for cultural and technological innovation itself.
Thus, whereas other species must usually biologically evolve a new hunting technique, or superior weaponry (e.g. sharper teeth, longer claws), which takes many generations of gradual natural selection, humans are unique in our capacity to invent a new hunting method, or a new weapon (spear, bow and arrow). This new invention may be quite sudden, and can spread through an entire population in less than generation.
Prey species lack this same capacity for rapid innovation. They are therefore always playing catch-up. Therefore, in the ongoing evolutionary arms race between predator and prey, humans are at an enormous advantage as compared to any other species.
Even ancient man was therefore no doubt a formidable apex predator.

[5] An alternative possibility, which might explain why the indigenous fauna of Europe did not come to be hunted to extinction on the first arrival of humans in the same way as did the indigenous fauna of Australasia and the Americas when humans later arrived in these regions, is that the first humans to venture out of Africa were perhaps not yet such formidable hunters. Thus, it is known that the diet of hunter-gatherer groups in tropical subSaharan Africa is dependent more on plant food than on meat, with the former providing most of the caloric requirements of the group. However, as one moves from the tropics into temperate climes, meat comes to provide an increasing proportion of the hunter-gatherer diets, because plant foods are less widely available, especially during the cold winter months, necessitating an increasingly reliance on carnivory, which reaches an extreme in the Arctic and sub-Arctic, where plant foods are almost entirely unavailable for most of the year, and foragers such as Eskimos ate a largely carnivorous diet.
Alternatively, perhaps Eurasian prey species were not so vulnerable to the sudden influx of formidable human hunters, because they had, unlike species in the Americas, previously been exposed to earlier waves of prehuman hominid who had spread out of Africa, but who were somewhat less formidable hunters, at least on first arrival, allowing the indigenous fauna to gradually develop counteradaptations to hominid predation as successive waves of hominids successively colonized the region.

[6] Of course, it is possible the relatively greater number of large terrestrial herbivores in Africa as compared to Europe is partly attributable to certain species in Europe being driven to extinction in historical times by human predation and habitat loss. For example, tarpans, the last surviving subspecies of wild horse, are thought to have gone extinct in the late-nineteenth century, while wolves (not, of course, a herbivore) were driven to extinction in the British Isles some time earlier. However, for the theoretical reasons discussed above (namely, Africa is where anatomically modern humans first evolved, such that prey species will have evolved counter adaptations to human predation as humans themselves gradually evolved to become formidable hunters), it is likely that Africa had a relatively large number of large terrestrial mammals, as compared to Europe and other continents, even in ancient times, namely the timescale of interest for the purposes of evaluating Diamond’s theory.

[7] Actually, the latest evidence, not available to Diamond at the time he authored his book, has modified this conclusion somewhat. Thus, whereas Diamond reports that not a single large terrestrial herbivorous or omnivorous mammal was domesticated out of the fifty or so available in sub-Saharan Africa, the latest genetic evidence suggests that African wild asses (i.e. donkeys) were first domesticated, not in North Africa as formerly thought, but rather in East Africa, albeit possibly the Horn of Africa, which is culturally and racially, closely linked to the Middle East. In addition, it ought to be noted that guineafowl were also first domesticated in sub-Saharan Africa, but, as a bird species, obviously do not qualify as a large terrestrial herbivorous or omnivorous mammal.

[8] Actually, as discussed in the previous endnote, though it was formerly thought that they had first been domesticated in North Africa, the latest DNA evidence suggests that donkeys themselves were first domesticated in East Africa. This would mean that, contrary to what Diamond claims, one large terrestrial herbivorous mammal was domesticated in sub-Saharan Africa, namely donkeys. Along with the guineafowl, this would mean that at least two species of animal were first domesticated in sub-Saharan Africa.

[9] Though today concern is, understandably, primarily focussed at the suffering experienced by the bull (understandably since, unlike the human participants, the bull is unable to express consent to participating in the sporting spectacle), it ought to be noted that both bull riding and bullfighting are also dangerous sports for the human participant. Indeed, bull riding, an American rodeo sport, seems to be an exceptionally dangerous sport, almost unbelievably so. Indeed, relative to the its short duration (a bull ride is considered successful if the rider manages to stay on the bucking bull for just eight seconds, but, today, only a minority of elite riders manage to stay on even this long), bull riding is, I suspect, the most dangerous sport this side of Russian roulette.
Bull baiting, a once popular, now banned, blood sport of British origin, that involved pitting a pack of dogs (specially bred ‘bulldogs’) and against a bull, was also more dangerous for the dogs than for the bull, in the sense that more dogs died in the process than did bulls, even though the death of the bull, and its consumption as meat, was, along with entertainment and spectacle, among the ostensible purposes of the practice, an odd folk belief holding that meat from bulls that had been ‘baited’ was more tender and succulent.
I recount these facts to emphasize that, even after domestication, the bull remains a formidable and potentially deadly adversary, both for humans and packs of fierce dogs.

[10] Elephants, Diamond argues, were not worth domesticating, not so much on account of their size, but rather because of their slow developmental rate:

What would-be… elephant rancher would wait 15 years for his herd to reach adult size? Modern Asians who want work elephants find it much cheaper to capture them in the wild and tame them” (p169).

[11] Cattle farmers today generally advise that it is possible, albeit ill-advised unless absolutely necessary due to, say, limited available land, to keep two bulls in a single field, but only under certain conditions (e.g. not during the mating season), and, even then, they must be carefully managed. However, since the reduction of aggression is one of the principle aims and effects of domestication, and therefore wild male aurochs were almost certainly far more aggressive than modern bulls, this may not have been possible for the first tame aurochs, prior to full domestication.

[12] Scientific knowledge has certainly sped up the process of domestication. The ancient humans responsible for beginning the process of domesticating the first wild species probably had little idea what they were doing, and inadvertently selected for certain traits rather than doing so deliberately as a consequence of an understanding of heredity. In contrast, a famous Russian experiment allowed for the partial (self-)domestication of foxes in just a few decades.
Most recently, scientists have even developed various forms of genetic engineering which allow them to directly edit the genome of a species, remove or deactivate genes, insert genes from different species and rearrange genetic sequences. However, these techniques are, even today, very much in their infancy. Certainly, it is not yet possible to domesticate a wild species through genetic engineering alone, and nor can such techniques, as yet, even speed up the process to any significant degree. Successfully domesticating a wild species still requires many generations of selective breeding.

[13] Of course, human generations are generally longer than the generation time for most domesticated and wild species. Therefore, more generations will have passed among the species in question than among the humans who failed to domesticate them. However, this still leaves only a relatively short period of time, and number of generations, given that domestication can take literally thousands of years.

[14] Admittedly, the transplant of plants and animals that were first domesticated in one region to another region was not always possible, often because climatic or other environmental factors precluded this. Indeed, this is a major theme of Diamond’s book. Thus, plants first domesticated in the Fertile Crescent were often unsuited to tropical Africa, but sometimes could be adopted in Southern African where the climate is more similar to that prevailing in much of Eurasia.
Also, since I have focussed here on the failure of Africans to domesticate zebras, it is worth noting the difficulty of transplanting their fellow equine, the domestic horse, to sub-Saharan Africa, where they were afflicted with sleeping sickness spread by the tsetse fly. However, while this may indeed explain the failure of sub-Saharan Africans to adopt horses, nevertheless horses were introduced and widely and successfully employed in colonial Africa, especially in Southern Africa, which, for climatic reasons, was the only part of sub-Saharan Africa settled by large numbers of whites.
Interestingly, the ill-suitedness of horses to sub-Saharan Africa due to the prevalence of sleeping sickness has been posited as the reason Africa never developed the wheel, since, in the absence of the suitable draft animal, wheels are supposedly of little value. For example, Diamond himself makes a similar argument in respect of the failure of pre-Columbian Mesoamerican civilizations to make full use of the wheel, lamenting how, for the geographic reasons discussed above:

The wheels invented in Mesoamerica as parts of toys never met the llamas domesticated in the Andes, to generate wheeled transport for the New World” (p367).

The problem with this argument, however, is that wheels are useful even in the absence of a draft animal. First, they can be used for non-transport purposes – namely, the spinning wheel, the potter’s wheel, even water wheels. Indeed, in Eurasia, the potter’s wheel was actually invented and used before the use of wheels for transport purposes.
Moreover, even for transport, wheels are useful even in the absence of a draft animal. Thus, humans ourselves can be employed as a draft animal, as with wheelbarrows and pulled rickshaws. Ironically, Diamond himself acknowledges as much elsewhere, writing of how:

[Wheels] had become the basis of most Eurasian land transport—not only for animal-drawn vehicles but also for human-powered wheelbarrows, which enabled one or more people, still using just human muscle power, to transport much greater weights than they could have otherwise” (p359).

Thus, he acknowledges the paradox whereby, in Mesoamerica, the use of wheels was confined to what appear to be toys and the technology eventually, he reports, disappeared altogether, even though, he concedes, even without a draft animal, “they could presumably have been useful in human-powered  wheelbarrows” (p370).

[15] Although in this piece, I have focussed on the situation in Eurasia, Africa and the Americas, it ought to be noted that Australia had many other manifest geographic disadvantages as compared to other continents, as Diamond himself rightly emphasizes. Thus, quite apart from their isolation from other continents, the climate and terrain of much of Australia, namely the Australian Outback is such that it can support only a very low population density, and then only in very trying conditions and at bare subsistence levels. Meanwhile, those few regions of the continent where conditions were more hospitable, and which are today quite densely populated, were, not only isolated from other continents, but also from one another by largely uninhabitable intermediate areas of the interior.
Even more isolated than Australia were some Pacific islands. However, unlike Australia, these were generally settled by humans relatively late in human history, and hence often benefited from the technologies, and the domesticates, that the settlers brought with them, not least the advanced seafaring knowledge that enabled them to reach and settle these remote Pacific Islands in the first place.

[16] Interestingly, author Tim Marshall, in his book Prisoners of Geography, identifies one factor that supposedly impeded the movement of peoples, and hence of technologies, within Africa, namely a lack of navigable rivers. Whereas in much of Eurasia, transport by river was, prior to modern times, usually easier and quicker than by land, in Africa this was not generally possible, because, although replete with rivers, many rivers in Africa have waterfalls that make transport by river very dangerous if not impossible.

[17] Actually, it is now generally believed that the first to  invent the concept of zero was neither the Mayans nor the Indians, nor indeed Islamic civilization, which is also sometimes credited with this achievement. In fact, both the Indians and the Muslims seem to have inherited this innovation from the ancient Babylonians, although it was Indians who took full advantage of this innovation by developing mathematics in such a way as this innovation made possible. The Maya, like the Mesopotamians, also failed take full mathematical advantage of this innovation, but, unlike both the Indians and the Muslims, they can claim to have independently hit upon this innovation, not adopted it from without.

[18] Curiously, despite his oddly visceral aversion and distaste for theories of racial differences in intelligence, and curt dismissal of such theories as both “loathsome” and scientifically unsupported just a couple of paragraphs previously, Diamond nevertheless then proceeds to proffer one such theory of his own, speculatively theorizing:

“In mental ability New Guineans are probably genetically superior to Westerners, and they surely are superior in escaping the devastating developmental disadvantages under which most children in industrialized societies grow up” (p21). 

Thus, he contends that, whereas New Guineans have to survive on their wits, using their intelligence to avoid dying from such causes as “murder, chronic tribal warfare, accidents, and problems in procuring food”, in densely populated western societies most early mortality was a consequence of disease, which, Diamond argues, would have struck quite randomly, or as a consequence of random biochemical variations between individuals, rather than being related to intelligence. Thus, he concludes:

Natural selection promoting genes for intelligence has probably been far more ruthless in New Guinea than in more densely populated, politically complex societies, where natural selection for body chemistry was instead more potent” (p21).

In addition, he argues that the intelligence of westerners is surely suppressed due to their spending too much time watching television and movies in childhood (p21). In fact, however, since IQs have increased over the course of the twentieth century concomitantly with increases in television viewership, it is far from obvious that inceased time watching television, or playing computer games, necessarily suppresses intellectual development. On the contrary, some researchers have even suggested that increasingly complex and stimulating visual media may be behind some of this increase.
At any rate, Richard Lynn reports the average IQ of New Guineans as just 62 (Race Differences in Intelligence: p112-3). Although he bases this on only a few studies, this average IQ is almost identical that reported for Australian Aboriginals, to whom New Guineans are closely related, and for whom Lynn has much more abundent data from the Australian school system (Race Differences in Intelligence: p104).

References

Hawkes (1991) Showing off: Tests of an hypothesis about men’s foraging goals. Ethology and Sociobiology 12(1): 29-54.

Mussolini and the Meaning of Fascism 

Nicholas Farrell, Mussolini: A New Life (London: Phoenix, 2003) 

Nicholas Farrell, author of ‘Mussolini: A New Life’, his controversial revisionist biography of Il Duce, is a journalist, born in England but now resident in Italy. 

Indeed, at the time he wrote this biography, he was living in Predappio, Mussolini’s birthplace and a mecca for neo-fascists, which, though, until quite recently, a communist stronghold, had, at that time (the authorities have since clamped down), a booming cottage industry selling what can only be described as ‘Mussolini Memorabilia’ to visiting tourists, fascist pilgrims and the merely curious. 

Mussolini: A New Life’ is not the definitive Mussolini biography. Indeed, it does not purport to be. Instead, in Farrell’s own view, this honour goes to Italian historian Renzo De Felice’s four-volume magnus opus.

Unfortunately, however, De Felice’s biography stretches to around 6,000 pages, spread over four volumes and published as eight separate books, has never been translated into English, and remained unfinished at the time of the author’s death in 1996. This makes it a heavy read even for someone fluent in Italian, a daunting work to translate, and one likely to be read in full only by professional historians. 

Farrell seems to view his own biography as primarily an abridgement, translation and popularization of De Felice’s work, written in order to bring De Felice’s new revelations, and new perspective, to a wider English-speaking audience. 

In contrast to De Felice’s work, Farrell’s biography is highly readable, and indeed written in a strangely colloquial, conversational style. 

Revisionist 

Yet, be forewarned, Farrell’s biography of Mussolini is not only highly readable, it is also highly revisionist, and attracted no little controversy and criticism when first published in 2003, being variously dismissed as everything from fascist apologetics and whitewash to a hagiographic paean to Il Duce

Why then the controversy? How then was Farrell’s work revisionist and why did it attract so much controversy? 

There seem to be two main elements where Farrell departs from the mainstream historical narrative regarding fascism in Italy. 

First, Farrell argues that Mussolini was not so bad, and even was a relatively successful Italian ruler compared to those who came both before and after him, his posthumous reputation being damaged primarily by his association with Hitler and National Socialism.

Second, Farrell claims that Mussolini, far from being ‘right-wing’, remained, until his dying day, very much a socialist

Given that Farrell himself is himself far from socialist, these claims come close to being contradictory. After all, if Mussolini was a leftist, then what is a conservative like Farrell doing defending him? After all, if he was a socialist than surely he was indeed bad, at least from the perspective of a conservative like Farrell. 

Of course, it is possible for conservatives to admire some leftists. (An old aphorism, often attributed to Leo Rosten, has it that conservatives only admire radicals some several centuries after the latter are dead). 

However, Farrell perhaps lays himself open to the charge of wanting to both have his cake and eat it too. 

A cynic might interpret his thesis thus: Mussolini was not so bad, and, even if he was, he was a socialist anyway so he’s not our problem. 

Rehabilitation 

Is Farrell, then, successful in rehabilitating Il Duce

Well, yes, up to a point – the point in question being the latter’s disastrous decision to align with Germany in the run up to World War Two. 

Up until that point, Mussolini had been, at least by twentieth century Italian standards, a relatively successful ruler and, by contemporary international standards, a not especially repressive one. 

Of course, he had, with the aid of his infamous Blackshirt militia, more or less bullied his way into power. Indeed, according to Robert Paxton, Mussolini’s rise to power was actually rather more violent than was Hitler’s, though the violence was on all sides, not just on the part of Mussolini’s fascisti (The Anatomy of Fascism: p49).

Yet, after he had attained power, Mussolini was not especially repressive or draconian.

Prior to the outbreak of World War II, there had been no Gulags or concentration camps in Italy, no Night of the Long Knifes or Stalinist purges, and, until just prior to the outbreak of the war, nor was there any persecution of, or discrimination against, Italy’s Jewish community. 

Admittedly, Mussolini’s conquest of Ethiopia was indeed brutal. Thus, the Italians did indeed employ concentration camps in both East and North Africa, among many other other brutal and draconian measures.

However, Italian rule in Ethiopia was surely no worse than what preceded it, namely the rule of Emperor Haile Selassie, under whom slavery was still both lawful and widely practiced, despite repeated promises by successive Ethiopian rulers to prohibit and eradicate the practice.[1]

Moreover, Mussolini had a point when he charged Britain and France with hypocrisy for opposing Italian expansion in Africa despite their own vastly greater African colonial possessions, acquired only a few years earlier, sometimes with comparable brutality. 

For example, the Boer War of 1899 to 1902, fought by the British for transparently self-interested economic reasons (namely to gain control over the Boer Republics’ lucrative and newly-discovered gold and diamond reserves), was similarly brutal in nature. Here, the British themselves employed concentration camps, and are indeed sometimes even credited with the dubious distinction of having invented the concept.

Suppressing the Mafia

Today, there is a tendency to deny that the fascist regime had any positive impact on Italy, an implausible conclusion given both the popularity and endurance of the regime in Italy. 

Take, for example, Mussolini’s suppression of the Mafia in Sicily, an achievement to which Farrell himself devotes only a few paragraphs (p182-3). 

In most recent histories of the Sicilian Mafia, Mussolini and his regime are denied any credit whatsoever for this achievement. 

For example, historian John Dickie, in his books Blood Brotherhoods and Cosa Nostra, takes great pains to emphasize that, under Mussolini, the Mafia was not, in fact, finally defeated, but merely went underground and became inactive. Moreover, he insists, most of those mafiosi who were arrested and imprisoned or sent into internal exile during Cesare Mori’s clampdown on the Mafia were not Mafia bosses, but rather, at best, low-level soldiers and underlings. 

It is, of course, true that, under Mussolini, the Mafia was not finally defeated. Indeed, this was amply proven by the resurgence of the Mafia during the post-War period under the Allied occupation and thereafter. 

Yet this view neglects to credit that merely forcing the Mafia to go underground and become inactive was an achievement in and of itself, and seemingly resulted in a massive decrease in serious violent crime in the Mafia’s traditional heartland of Palermo. 

For example, another historian of the Sicilian Mafia, perhaps more honest (but certainly no more sympathetic to Fascism), reports that, in the traditional Mafia stronghold of Palmermo:

Between 1924 and 1928 murders… dropped from 278 per year to 25, which, by any standard of crime prevention is impressive” (Mafia: Inside the Dark Heart: p92). 

Moreover, while leaving (some of) the Mafia bosses untouched and focusing law enforcement attention on low-level soldiers may seem both unfair and inefficient, actually arresting and taking out of circulation a sufficiently large number of low-level soldiers and associates is likely a highly effective method of suppressing a group such as the Mafia, since it is low-level soldiers and associates who, whether or not on orders from above, are responsible for most of the day-to-day operation, crimes and violence of the group.[2]

Indeed, if the Mafia had indeed been made inactive in this way on a long-term, indefinite basis, then ultimately it would surely have died away and ceased to exist as a criminal network. 

Thus, it was only the overthrow of the Fascist regime and Allied occupation that permitted the resurgence of the Mafia in the post-War period, not least because imprisoned and exiled Mafiosi were, upon their return to Sicily, said to have used the very fact of their imprisonment, persecution or exile under the Fascist regime as proof of their supposed anti-fascist credentials, in order to pose as anti-fascists and hence secure appointment to high office under the Allied occupation.[3]

The Fascist campaign against the Mafia seems then, on balance, to have been quite successful.

Of course, methods employed by Mori and the Fascists to achieve this result were not always in accord with contemporary western notions of due process. On the contrary, they were often quite brutal and the Fascists have stood accused as ironically employing to Mafiastyle intimidation against the Mafia – to ‘out-mafia’ the Mafia, as it were.

One may therefore justifiably question whether the ends justified the means.

Indeed, on one view, Mussolini himself was a gangster whose thuggish blackshirts essentially used Mafiastyle violence and intimidation to bully their way into power. On this view, the cure was rather worse than the disease and, while the Sicilian Mafia was in abeyance, a rather worse Mafia was now in power in Rome itself.

However, Mussolini’s, and Mori’s, achievement in, at least temporarily, defeating the scourge of the Mafia in Sicily and Southern Italy, howsoever achieved, surely cannot be denied.

A Benevolent Dictator? 

The very endurance of the Fascist regime is, in one sense, a measure of its success. By this pragmatic definition, a politician or party are to be regarded as ‘successful’ if they successfully gain power, and thenceforth successfully hold onto it.

Yet the endurance of Mussolini’s regime, together with the relative lack of resort to repression, is also indirect evidence that, in terms of satisfying the demands of the Italian public with his policies and governance of the state, he was clearly doing something right.

Moreover, Il Duce was not only popular at home, he was also widely respected abroad, and indeed counted among his fawning admirers such politically diverse figures as Winston Churchill, George Bernard Shaw and, of course, Hitler.

Mussolini is famously credited with making the trains run on time, a popular perception that surely had at least some basis in reality.[4]

Certainly, the period of his rule up until the beginning of World War II constituted the most stable period of governance in Italy’s turbulent 20th century history, arguably right up to the present day. Whereas the average post-war Italian government remains in office, on average, all of five minutes, and in the early twentieth century, before Il Duce came to power, governmental rule was, if anything, even more unstable, Mussolini himself remained in power for fully two decades.

Moreover, in agreeing the Papal Accords and thereby resolving Roman Question which had dogged the Italian state from the time of Garibaldi, Mussolini produced a legacy that outlived both Fascism and Mussolini himself, since this agreement continues to govern the relationship between Church and State in Italy to this day.[5]

Thus, just as Hitler, with his annexation of Austria (and perhaps of the Sudetenland, not to mention Polish Corridor, Alsace-Lorraine, Danzig and other parts of German territory surrendered under the Versailles Treaty), could justifiably claim to have completed the unification of Germany that had begun under Bismark, so Farrell asserts: 

Garibaldi had begun the process of the creation of Italy. Mussolini would complete it” (p199). 

Mussolini and Hitler: A Match Made in Hell?

Mussolini’s undoing ultimately came with the rise of the National Socialist regime in Germany, the coming of the Second World War and Mussolini’s disastrous decision to ally his regime with that of Hitler in Germany and hence tie its own fate, and that of Mussolini himself, with that of Hitler and the Nazis

While today we might think of Hitler and Mussolini as natural allies, the alliance between Germany and Italy was actually far from a foregone conclusion. 

Indeed, to his credit, Mussolini was initially wary of German National Socialism and indeed of Hitler himself, despite the latter’s professed admiration for, and ardent courtship of, the Italian dictator upon whom he had (partly) modelled himself. 

Fascism,” Mussolini famously declared, “is not for export” (p240). 

I should be pleased, I suppose, that Hitler has carried out a revolution on our lines. But they are Germans. So they will end by ruining our idea.” 

This notion, namely that Germans, by virtue of being German, would inevitably ruin the idea of fascism, even if it ultimately proved prophetic, is obviously crudely jingoistic. Yet such jingoism was entirely consistent with fascist ideology. 

After all, fascism was a nationalist ideology, and nationalist ideologies are intrinsically jingoistic.

Nationalist movements are also, by their very nature, necessarily limited in their appeal to members of a single nation or ethnicity.

A nationalist of one nation is no necessary or natural ally for the nationalist of another, especially if the nations in question share a border. On the contrary, nationalists of neighbouring nations are natural enemies.[6]

Moreover, the fact Italy was the chief ally and protector of the Federal State of Austria, whose annexation was a major priority of Hitler’s foreign policy, and had herself annexed German-speaking South Tyrol at the end of World War I, certainly did not help matters.[7]

Hitler, however, was to prove an ardent suitor. 

Mussolini would have preferred, Farrell reports, an understanding with the British. (So incidentally would Hitler himself.)

Moreover, initially the British political establishment was surprisingly favourably disposed.

Indeed, Mussolini even counted among his most ardent British admirers one Winston Churchill, who, though then out of office and adrift in what he was himself to later term his ‘wilderness years’, had in 1933 extolled Italian Fascism as a bulwark against Bolshevism and Il Duce himself as “the Roman genius” and “greatest law-giver among living men” (p225). 

Indeed, Farrell reveals that, given his own staunch anti-communist credentials, oratorical ability and personal charisma, Churchill was even touted by some contemporaries as a potential fascist dictator in his own right, his cousin, the communist sympathizer, journalist and suspected Soviet spy, Clare Sheridan, writing in one contemporary piece that:

Churchill… is talked of as the likely leader of a fascisti party in England” (quoted: p130). 

Yet three factors, Farrell reports, ultimately led to Mussolini’s estrangement from Britain. These were: 

  1. Italy’s conquest of Ethiopia
  1. The implacably hostility of British Foreign Secretary, Anthony Eden
  1. Both Mussolini and Hitler’s support for, and assistance to, the nationalist side during the Spanish civil war

Each of these factors, together with Britain’s implacable support for the League of Nations which had imposed sanctions against Italy for her invasion of Ethiopia, strained Mussolini’s relationship with Britain, and precluded any possibility of an alliance, or even an understanding, between the two powers.

In addition, Mussolini, observing at a distance German diplomatic successes (e.g. the remilitarization of the Rhineland, the occupation of the Sudetonland) and observing up close the Anschluss with Austria, in the face of percieved western appeasement, came, not unreasonably, to view the western democracies of Britain and France as weak and decadant in the face of renewed German militarism, and to see Germany herself as the dynamic rising continental power.

Ultimately, this led Mussolini, reluctantly at first, into the German Führer’s fatal embrace. 

Anti-Semitism 

Hitler is also likely to blame for Italy’s anti-Semitic race laws, introduced in 1938. 

True, Hitler, it seems, exerted no direct pressure on Mussolini with regard to this issue. However, given that Mussolini had been in power a decade and a half without feeling any need to enact such laws on his own initiative, and evidently changed his mind only after he had begun to align with the Hitler’s newly-established National Socialist regime in Germany, it seems likely that this was the decisive factor. 

However, Farrell claims that the rapprochement with Germany was “not the reason”, only “the catalyst” for this decision (p304). 

The real reason, he claims, was that: 

Jews had come to epitomise Mussolini’s three enemies: Communism, the bourgeoisie and anti-fascism [since] Jews were prominent in all three” (p304). 

This may be true. However, Jews, it should be noted, were also prominent among Fascists themselves. Indeed, Farrell himself reports: 

More than 10,000 Jews, about one-third of adult Italian Jews, were members of the PNF in 1938” (p303).

Thus, relative to overall population size, Jews were in fact overrepresented among members of the PNF by a factor of three (Italy’s Jews: From Emancipation to Fascism: p44).[8]

Perhaps most prominent and influential among Jewish Italian Fascists was Mussolini’s long-term mistress, Margherita Sarfatti, a leading Italian intellectual in her own right, who had followed, or perhaps even led, Mussolini from socialism to Fascism, and who plays a prominent role in the first half of Farrell’s biography.

In addition to being Mussolini’s mistress (or rather one of his many mistresses) and a confidante of Il Duce for almost thirty years, she is thought to have been a key and influential figure in the Fascist regime, helping shape policy and decision-making from behind the scenes. 

She was also, Farrell surmises, the only of Mussolini’s many mistresses whom his semi-literate peasant wife (who was also, Farrell infers from, among other things, her eye colour, the known relationship between her mother and Mussolini’s father, and both sets of parents’ implacable opposition to the union, possibly his illegitimate half-sister: p40) truly “hated” and regarded as a serious threat to her marriage (p73-4). 

However, as Sarfatti aged, Mussolini’s ardour faded in parallel to her looks, suggesting that her hold over him had always been primarily sexual rather than intellectual. The breakdown of this relationship was likely a key factor in paving the way for both the pact with Germany and Italy’s race laws

Mussolini also, Farrell reports, saw the Jews as harbouring “secret loyalties that conflicted with Fascism”, much like the Freemasons, themselves less fashionable victims of persecution under both German National Socialism and Italian Fascism (p304). 

Farrell attempts to downplay the extent of persecution to which Jews were subject in Fascist Italy and absolve Mussolini of any culpability in the Holocaust. 

Thus, he insists, Italy’s anti-Semitic laws “did not involve violence at all” (p310), and he concludes: 

Although not anti-Semitic, Mussolini became increasingly anti-Jewish” (p304). 

However, Farrell never really explains what exactly is the difference between these two surely synonymous terms.

Farrell also emphasizes that Mussolini’s racism was not biological but “spiritual” in nature (p305). In other words, it was not Hitlerian, but rather Spenglerian or perhaps even Evolian.

If this is intended as a defence of Mussolini, then it rings decidedly hollow.

That the Italian dictator’s dislike of them reflected not biological but purely cultural factors was presumably scant consolation those Jews expelled from their jobs on account of their Jewishness, even if the criteria for qualifying as a Jew was less inclusive, and more open to exemptions and corrupt interpretation, than in Germany. 

Indeed, personally, as longterm readers of this blog, or my amazon and goodreads book reviews (assuming any such people actually exist) may be aware, I am actually not, in principle, entirely unsympathetic to biological theories of race and of race differences.

Of course, National Socialist racial theories were indeed nonsense. However, in purporting to be biological, and hence scientific (even if this claim was disingenuous), they at least had one benefit over so-called ‘spiritual’ theories of race, namely that they could, at least in principle, be the subject of testing and hence falsification.

Indeed, to the extent the Nazis viewed Jews as inferior, then their theories were not merely in principle falsifiable, but have indeed been falsified, at least with respect to intelligence differences.[9]

In contrast, the so-called ‘spiritual racism’ of Spengler, Evola and, it seems, Mussolini, which admits exceptions whereby an ethnic Jew can be ‘spiritually’ Aryan, and vice versa, seems to me to be wholly unfalsifiable mysticism.

In conclusion, Farrell quotes historian De Felice, himself, incidentally, of Jewish ancestry, as observing: 

Mussolini’s campaign against the Jews ‘was more against the Italians than against the Jews’” (p304). 

This may be true. However, I doubt either Farrell or De Felice would deny that it was the latter who ultimately ended up paying the greater price.  

The Holocaust 

On the other hand, Farrell does a good job of absolving Italians as a whole from any culpability in the holocaust. 

There appears to have been little popular anti-Semitic sentiment in Italy at this time, at least as compared to in other European countries in the same time period, probably because Italy’s Jewish community was comparatively small in number, long-established, and well integrated.

As a consequence, Mussolini’s race laws, introduced in 1938 in apparent imitation of Germany, had proven unpopular among the public, and even among many leading Fascists. Indeed, they are even said, along with the ongoing war, to have contributed to a decline in the support for the regime among the public in the years following their enactment.

Thus, unsurprisingly, when Nazi Germany occupied Northern Italy, established a puppet government nominally under leadership of the deposed Duce, and quickly began rounding up Jews for deportation and ultimate massacre, this too was unpopular.

As a consequence, many Italians passively or actively resisted the ongoing genocide. Italian government officials, ordered to round up Jews for deportation, often refused to comply or were deliberately obstructive. Many Italians, including the Vatican, hid and protected Jews

Mussolini himself, however, emerges rather less unscathed. 

On the one hand, Mussolini did indeed order the rounding up and deportation of Jews in accordance with German orders in the last years of the war.

However, by this stage, he was little more than a nominal puppet leader, with little power to act independently of, let alone in defiance of, his German backers. He therefore had little say in the matter.

On the other hand, Mussolini made little effort to ensure these orders were actually complied with and enforced, and tolerated or overlooked the refusal of many officials to comply with these orders and indeed the efforts of others to deliberately defy them. 

Thus, reading between the lines, Mussolini seems to have been largely indifferent to the fate of the Jews

Certainly, even on the evidence presented by Farrell himself, his own claim that “Mussolini did much to save Jews from Hitler” seems wholly unwarranted (p363). 

The most Farrell manages to prove is that Mussolini was far less anti-Semitic than was Hitler himself, hardly a great achievement or grounds for praise. 

World War II 

It is perhaps from World War II that the popular image of Mussolini as an inept and buffoonish figure emerged. Partly, this reflected Allied propaganda. However, despite Farrell’s attempted rehabilitation of Il Duce, Mussolini’s conduct of the war does indeed seem inept from the start. 

Thus, before the War began, Mussolini made, arguably, his first mistake, agreeing the Pact of Steel with National Socialist Germany, which obliged him to come to the latter’s aid even in the event of an aggressive war initiated by Germany herself (p317).[10]

Then, after the War had indeed begun in just this way, Mussolini conspicuously failed to come to Germany’s aid, in direct contravention of her newly acquired treaty obligations. 

Mussolini justified this decision on the grounds that Italy was not yet ready for war. In this assessment, he was surely right, as was proven tragically true when Italy did enter the war, with disastrous consequences, both for Mussolini’s own Fascist regime, and, arguably, for National Socialist Germany as well. 

To his credit, then, Mussolini had not, it seems, made the classic error of ‘falling for his own publicity’. He knew that his own militaristic braggadocio and podium strutting were mere empty bluff, and that war with Britain and France was the last thing that the Italian armed forces, or the Italian state, needed at this time.[11]

However, on witnessing Germany’s dramatic defeat of France, Mussolini suddenly decided he wanted to get in on the action – or rather in on the spoils.

Greedily and rather transparently anticipating a share of the territory of the conquered French, he suddenly and belatedly signed up for the war, albeit right about the same time that Hitler had (seemingly) already won it and hence had no further need of him. 

As a result, he got none of the territorial gains he so eagerly anticipated, the relevant parts of French territory having already been promised to the new French Vichy regime as part of the German-French peace accord of 1940 which brought an end to the fighting. 

Now, however, for better or worse, Mussolini had thrown in his lot with the German Führer. Italy was now in for the long-haul and Mussolini’s own fate directly tied to that of the German war machine. Henceforth, Mussolini’s Italy would find itself relegated to the role of junior partner to the German behemoth, over time increasingly surrendering any capacity for independent decision-making. 

Mussolini did, however, make one last attempt to assert independence from the German war machine. Chagrined that Hitler kept invading foreign powers without consulting his ostensible ally, Mussolini decided to do the same for himself, aspiring to emulate his ally by invading Greece, and thereby shift the focus of the war towards the Mediterranean, where his own territorial ambitions were naturally, and quite sensibly, focused. 

However, the attempt to assert independence backfired disastously. His invasion easily rebuffed by the Greeks, Mussolini was forced to call in for help from the very Germans whose military successes he had so envied and sought to emulate.

Moreover, the delay to the proposed invasion of the USSR that Germany’s intervention on Italy’s behalf in Greece necessitated, has been implicated as a key factor that ultimately doomed Operation Barbarossa, and hence led, ultimately, to the fall of both both dictators.

Farrell does convincingly establish that, in his disagreements with Hitler regarding the conduct, strategy and overall direction of the war, Mussolini was, perhaps surprisingly, often more strategically astute than the more militarily-minded Führer, who, despite his remarkable early military successes (or indeed perhaps because of them), had become increasingly detached from reality, inflexible in his strategic thinking and unwilling to listen to criticism.

Thus, most military historians would agree that shifting the focus of the war effort towards the Mediterranean, as Mussolini advocated, was a sound strategic policy, not only in Italy’s own strategic interests, but also that of Germany and the Axis powers as a whole.

This would have allowed the Axis powers to secure their vulnerable Southern flank, which Churchill was later to aptly identify as Europe’s vulnerable ‘soft underbelly’, and establish complete control over the Mediterranean, with all the military and economic benefits this would confer.

Certainly, it made much more sense than the decision to open up an entirely new front, and provoke a new enemy, by the disasterous decision to invade the mighty Soviet Union.

But, alas, it was to no avail. Hitler was no more willing to listen to the wise counsel of his Italian counterpart than he was to listen to that of his own senior generals and commanders.

Instead, Hitler had his sights firmly fixed on the invasion and conquest of the detested Judeo-Bolshevik Soviet regime in Russia, and the perceived German geopolitical imperative of living space in the East, and would brook no delay or postponement, let alone cancelation, of these plans in order to secure his vulnerable southern flank. 

Ultimately, Farrell is successful in explaining why Mussolini did what he did in World War II given the limited information available to him at the time and the difficult predicament in which he increasingly found himself. 

However, he fails to revise the established view that these decisions were, in the long-term, ultimately anything other than disastrous miscalculations. 

Ciano – Diarist and Dilettante

Not only was Mussolini often more strategically astute than the Führer, he was also, Farrell shows, far more strategically adept than his foreign minister and son-in-law, Galeazzo Ciano.

The latter plays a prominent role in the second half of Farrell’s biography, probably due to the value of his famous diaries as an historical source regarding Mussolini’s thinking, and that of his inner-circle, during this critical time period.

From initially hero-worshiping his famous father-in-law, Ciano gradually became a firm critic of Mussolini, criticising the latter’s decision-making repeatedly in his diaries and ultimately betraying him.

Yet, in Farrell’s account, Ciano emerges as a political dilitante, a playboy, and a hypocrite – “the spoilt child of the regime” – who was always unpopular with the public (p322).

Thus, while, in his diaries, he criticizes Mussolini for his decision to ally with Germany, and, in the post-war period, according to Farrell, “a whole industry sprouted up on the basis of his famous diaries which would have us believe… that Ciano tried to srop the Pact of Steel”, the truth was that Ciano was no more than “the Duce’s yes man, however much whinging he did in private” (p316-7).

Moreover, though he was indeed often critical of the alliance with Germany, his views seemingly changed by the day. Thus, Farrell reports, despite his earlier criticism of the Pact of Steel, “as soon as Germany started winning easily in the west in the spring of 1940 he was all in favour of Germany again” (p322). He was also, Farrel reports, a main champion and proponent of Italy’s disastrous invasion of Greece (p340).

Indeed, Farrell does a far better job of showing that Ciano was even more incompetent, and inconsistent, in his strategic pronouncements than was Mussolini, than he does showing that Mussolini was himself in any way competent. 

History is written, it seems, not so much by the victors, or, at any rate, not only by the victors, but also by those with sufficient time on their hands, and sufficient inclination, to put across their own side of things in diaries or other writings that ultimately outlive them. As Churchill was later to put it:

History will be kind to me for I intend to write it”.

Was Mussolini a Socialist? 

What then of Farrell’s second revisionist claim: Did Mussolini really always remain a man of the Left until his dying day?

Certainly, both Fascism and Mussolini seem to have begun on the Left

Mussolini’s own journey from the Left began when he advocated Italian involvement in the First World War, contrary to the doctrine of the Second International

Yet, in this, Mussolini was merely following in the path trodden by socialists across Europe, who, caught up in the prevailing mood of nationalism and war-fever, abandoned the internationalism and pan-proletarian solidarity of the Second International en masse, to come out in support of, and march to their deaths in the service of, their respective nation’s war-efforts.[12]

Thus, as had occurred so often before, and would occur so many more times in the future, idealism and internationalism came crashing down in the face of nationalism, ethnocentrism and war fever. 

Mussolini himself thus came to believe in the power of nationalism to move men’s souls in a way that appeals to mere economic class interests never could. He came to believe that:

Nation had a stronger grip on men than class” (p61). 

As sociologist-turned-sociobiologist Pierre van den Berghe was later to put it in his excellent The Ethnic Phenomenon (which i have reviewed here): 

Blood runs thicker than money” (The Ethnic Phenomenon: p243)

Thus, Mussolini and the early Fascists, like the early pre-Hitler German Workers’ Party in Germany that was later to become the NSDAP, sought to combine socialism with nationalism

In addition, Mussolini also came to believe that, just as the Bolshevik revolution in Russia would never have been brought about without Lenin, so socialist revolution in Italy would require an elite revolutionary vanguard.

Yet this was contrary to orthodox Marxist doctrine which insisted that the coming revolution would be brought about by the proletariat as a whole, and was, at any rate, historically inevitable, such that no elite revolutionary vanguard would be necessary. 

In this assessment, Mussolini was surely right. The Bolshevik revolution would indeed surely never have occurred without Lenin as its catalyst and driving force.

Thus, when, in 1917, Lenin arrived by train in Petrograd, courtesy of the German government, even the vast majority of his fellow Bolsheviks were resigned to a policy of support for the newly-established provisional government, as were the Mensheviks, who despite their name, probably outnumbered the Bolsheviks, not to mention the Socialist Revolutionaries, who outnumbered both. Lenin was then, at first, almost alone in advocating armed revolution. Yet this policy was ultimately to prove successful. 

Ironically, then, as Isaiah Berlin is said to have observed, the much-maligned Great Man Theory of History’, as famously espoused by Thomas Carlyle, became perennially unfashionable among historians at almost precisely the moment that, in the persons of first Lenin and later Hitler, it was proven so terribly and tragically true.[13]

However, recognizing the need for an elite revolutionary vanguard also led Mussolini to question another key tenet of Leftism, namely belief in the equality of man

In other words, if an elite revolutionary vanguard was indeed necessary to bring about socialism, then this suggested that this elite vanguard represented a superior caste of men. This, ironically, undermined the entire basis for socialism, which presupposed human equality.

This led Mussolini to Nietzsche and ultimately to Fascism, Mussolini himself being quoted by Farrell as explaining to a visiting American journalist during the 1920s that: 

Nietzsche had ‘cured me of my socialism” (p30). 

Yet Farrell insists that Mussolini nevertheless remained, in some sense, a socialist even thereafter, and indeed throughout his political career. Thus, he writes:

Mussolini was never a democrat. But much of him was and remained a Socialist” (p39).

However, in making this claim, Farrell is not entirely consistent. Thus, explaining the adoption of the black Arditi flag by the fascist faithful, he explains:

Red was the colour of the enemy – Socialism” (p80).

However, on the very next page he claims:

Fascism was anything but a right-wing movement. The first Fascist programme… reflected the preponderance of the futurists and was very left-wing” (p81). 

These different claims, only a page apart, are difficult to reconcile with one another.

Perhaps, in referring to socialism as “the enemy”, Farrell has in mind ‘Socialism’ with a capital ‘S’ – i.e. the programme of the Italian Socialist party. On this view, the Socialists might be the enemy of Fascism precisely because both movements were left-wing and hence competed in the same political space for the same constituency of support.[14]

However, Farrell does not employ capitalization in any such consistent manner and also capitalizes ‘Socialism’ when referring to Mussolini’s own beliefs (e.g. p39: quoted above).

Mussolini’s eventual return to his leftist roots, Farrell reports, comes only much later, after his overthrow and dramatic rescue by the Germans, with the establishment of the short-lived Italian Social Republic in Northern Italy under German patronage.

By then, however, Mussolini was a mere German puppet, and any socialist pretentions, or indeed pretentions to any sort of action independent of, let alone in defiance of, his German National Socialist patrons, were wholly ineffectual.

Defining Fascism

To decide whether Fascism was a left-wing movement, we must first define we mean by ‘fascism’. Unfortunately, however, the meaning of the word ‘fascism’ changed a great deal over time.

The word ‘fascism’ derives from the Italian word ‘fascio’, meaning ‘a bundle of sticks’, in particular the fasces, a symbol of power and authority in ancient Rome.

Amusingly, it seems to be cognate with the word faggot, now chiefly employed as a highly offensive pejorative Americanism for a homosexual male, but which also originally meant a bundle of sticks

The political usage seems to derive from the notion that several sticks bound together are stronger than one stick alone, hence emphasizing the importance of national solidarity and collectivism

Collectivism, in particular the subordination of the individual to the state and nation, was, of course, a key tenet of fascist ideology. However, collectivism is also a key element of virtually all forms of left-wing socialist ideology (except perhaps certain forms of anarchism), where it is class interests, and the interests of communist society as a whole, that take precedence.

With regard to situating fascism on the left-right political spectrum, it is certainly the case that, like Mussolini himself, Fascism began on the left

Indeed, among the first political groups to style themselves ‘fascist’ was the peasant Fasci Siciliani, who unsuccessfully fought for peasant land rights in Sicily in the late-nineteenth century.

Indeed, even the first incarnation of Mussolini’s own brand of fascism, namely the Fasces of Revolutionary Action, founded by Mussolini in 1914, was very much left-wing and revolutionary in orientation, being composed, in large part, of syndicalists and other disgruntled leftists estranged from the mainstream Italian left (i.e. from the Italian Socialist Party).

Left-wing political parties generally prove to be less radical on assuming power than they formerly promised to be while in opposition. However, Mussolini’s (and Fascism’s) own move from the left began long before they ever even came within distant sight of power.

Thus, even as early as 1920, after humiliation at the polls during national elections the previous year, Farrell himself acknowledges:

Most of the Fascists of the first hour – especially those of left-wing origin – had gone… [and] fascism… moved right” (p95).

Thus, while fascism was initially anti-clericalist and associated with revolutionary Syndicalism and the Futurist movement, it ultimately came to be associated with Catholicism and traditionalism.

Thus, the meaning of the word ‘fascism’ evolved and changed along with the policies of the the regime itself. 

Fascism’ came to mean whatever the regime stood for at any particular point in time, something that both changed over time and reflected less a coherent, unchanging ideology than it did the shifting demands of pragmatic realpolitik.

Defining the Left

To determine if fascism was truly leftist, we must also define, not only what ‘fascism’ means, but also what we mean by leftist. This is only marginally less problematic than defining ‘fascism’.

Hayek, in his celebrated The Road to Serfdom, equates the Left with big government and a centrally planned economy. On this basis, he therefore classes both German National Socialism and Italian Fascism as leftist.

Thus, American political scientist Anthony James Gregor, a leading reseracher on the nature of fascism, and of Italian Fascism in particular, reports in his book, The Search for Neofascism: The Use and Abuse of Social Science:

After the termination of the Second World War, Italian economists affirmed that ‘after 1936 the Fascist government controlled proportionately a larger share of Italy’s industrial base than any other nation in Europe other than the Soviet Union’” (The Search for Neofascism: p6)

Similarly, Patricia Knight, in Mussolini and Fascism: Questions and Analysis in History, affirms:

By 1939 the Italian state controlled four-fifths of shipping and shipbuilding, three-quarters of iron and half of steel, while as a result of the 1936 Banking Reform Act, the Bank of Italy and most other large banks became public institutions. By 1939 Italy had the highest percentage of state-owned enterprises outside the Soviet Union” (Mussolini and Fascism: p65).

However, leftism is usually associated, not only with big government, a large public sector and a planned economy, but also with redistribution and egalitarianism. In this latter sense, Italian Fascism was not especially leftist.

On the other hand, anti-Semitism has always seemed to me fundamentally leftist.

Thus, Marxists believe that society is controlled by wealthy capitalists who control the mass media and oppress and exploit everyone else. Anti-Semites, on the other hand, believe society is controlled by wealthy Jewish capitalists who control the mass media and oppress and exploit everyone else.

The distinction between Marxism and anti-Semitism is largely tangential. Anti-Semites insist that our capitalist oppressors are largely or, in some especially deranged versions, wholly Jewish in ethnicity.

Orthodox Marxists, on the other hand, take no stance on this matter either way and, frankly, prefer not to talk about the matter.

Thus, a nineteenth century German socialist slogan famously proclaimed:

Antisemitism is the socialism of fools.[15]

Or, turning this reasoning on its head, columnist Rod Liddle amusingly asserts:

Many psychoanalysts believe that the Left’s aversion to capitalism is simply a displaced loathing of Jews” (Liddle 2005).

On this basis, one might indeed argue that national socialism is a form of socialism.

However, as we have seen, anti-Semitism was, at least prior to Italy’s ill-fated alliance with Germay and passing of Italys race laws, never an integral part of Italian Fascism.

Defining the Right

If Fascism cannot then unproblematically be described as a phenomenon of the left, can we then instead characterize it as a phenomenon of the right?

This, of course, requires a definition of ‘the right’. Unfortunately, however, defining what we mean by ‘the right’ is even more difficult than defining the left. 

For example, a Christian fundamentalist who wants to ban pornography and abortion has little in common with, on the one hand, a libertarian who wants to decriminalise prostitution and child pornography, nor, on the other, a eugenicist who wants to make abortion, for certain classes of person, compulsory. Yet all three are classified as together as ‘right-wing’, even though they have no more in common with one another than any does with a raving, unreconstructed Marxist

The right, then, is defined as, in effect, anything that is not the Left.

As Steven Pinker puts it, the left is like the South Pole. Just as, at the South Pole, all directions lead north, so, at the Left Pole, all directions lead right.

Therefore, right-wing is itself a left-wing term – because it defines all political positions by reference to the extent to which they diverge from a perceived leftist ideal.

Therefore, debating whether Fascism was really an ideology of left or right simply exposes the inadequacy of this one-dimensional conception of the political spectrum, whereby all political positions are situated on a single-dimensional left-right axis.

A Third Way?

Rather than self-identifying as of ‘the Right’, Fascists themselves often affect to reject any simplistic situation of their views as either being of the left or the right. Instead, they insist that they have moved beyond left and right, transcended the left-right political divide, and represent instead a Third Position or Third Way.

This leads Farrell to propose an especially provocative analogy in his Preface, where he writes:

Whereas communist ideas appear terminally ill, the Fascist idea of the Third Way lives on and is championed by the standard bearers of the modern Left such as New Labour in Britain” (pxviii).

Unfortunately, however, Farrell never really gets around to expanding on this single throwaway sentence in his Preface.

On its face, it at first appears to rest on little more than a curious convergence of slogans – namely, both Fascism and New Labour claimed to represent a Third Way.

However, each meant something quite different by this term.

Thus, for Mussolini the Third Way (or ‘terza via’), namely Fascism itself, entailed nationalism, abrogation of individual rights to the needs of the nation, and totalitarian dictatorship.

In contrast, much though the notion of totalitarian dictatorship might have appealed to Tony Blair, the objectives of New Labour were altogether more modest in scale.

Indeed, the two regimes differed not only in what their respective ‘Third Ways’ were to involve, but also in their conception of the ‘First’ and ‘Second Ways’ to which they represented themselves as an alternative.

Thus, for Mussolini, the ‘Third Way’ represented an alternative to, on the one hand, Soviet-style communism, and, on the other, western liberal democracy.

For Blair, on the other hand, western liberal democracy was never really in question, and outright communism never really on the table either. Instead, the ‘Third Way’ was envisaged as an alternative to, on the one hand, Thatcherite neo-liberalism and, on the other, the sort of unreconstructed socialism that the Blairites dismissed as Old Labour.

Defining what Blairism or New Labour itself actually entailed is, however, much more difficult, and even more difficult, perhaps, than defining ‘fascism’.

This, then, perhaps points to a deeper affinity between the two movements. Both were not so much coherent ideologies as glorified marketing campaigns – triumphs of spin over substance.

Defining what either actually stood for, as opposed to merely against, is almost impossible.

Fascism’ and New Labour represented, then, little more than catchy political slogans that tapped into the zeitgeister of the respective ages, new words for not especially new ideas.

Indeed, Mussolini, himself a former journalist (and a very successful one at that), can perhaps lay claim to being the first politician to successfully manipulate modern media to manage his own public image – the first truly modern politician.

As for Farrell’s comparison between Fascism and New Labour, this, one suspects, reflected little more than a marketing campaign of Farrell’s own.

Farrell, himself also a journalist, was using a provocative quote to attract media attention, publicity, controversy and hence, so he hoped, sales for his new book in Blair-era Britain.

Today, less than twenty years later, it already seems strangely anachronistic, as New Labour has itself gone the way of fascism, into the dustbin of history (at least for now), to be replaced, in the Labour Party at least, with a return to unreconstructed ‘Old Laboursocialism, albeit now buttressed with a new, even more moronic, cultural Marxist ‘wokeism’ and deranged feminism.

Indeed, on the evidence of some recent Labour Party leaders, even “communist ideals” may no longer be as “terminally ill” as Farrell once so confidently predicted.

This, however, merely reinforces my suspicion that any attempt to draw analogies between fascism and contemporary political movements or regimes is ultimately unhelpful and reflects little more than a version of guilt-by-association or what Leo Strauss aptly termed the reductio ad Hitlerum.

Fascism certainly has little in common with the contemporary Left, despite the efforts of some conservatives to prove the contrary. However, as a nationalist and fundamentally anti-individualist ideology, it arguably has even less in common with the individualist and globalist ethos of contemporary neoliberalism and neoconservatism, let alone libertarianism.

As George Orwell wrote only a year or so after the defeat of both National Socialist Germany and Fascist Italy:

The word fascism has now no meaning except in so far as it signifies ‘something not desirable’.”[16]

So let’s stop using the word ‘fascist’ as a slur against our political opponents and restrict its use to an historical context.[17]

___________________

Endnotes

[1] The continued practice of slavery in Ethiopia was indeed among the justifications employed by the Italians to justify their invasion and conquest. (The British had justified their own earlier conquests in Africa under the same pretext.) Moreover, the Italians did indeed pass the first laws formally abolishing the practice of slavery in Ethiopia, though the extent to which these laws were enforced, or represented a mere propaganda exercise, seems to be in some dispute.

[2] Imprisoning or exiling large numbers of low-level mafia soldiers and associates will not only have taken those individuals themselves out of operation but also likely have deterred others from taking their places. In contrast, making only a few high-profile arrests of priminent bosses, while it may attract media attention, is likely only to result in other formerly lower-level mafiosi eagerly lining up to fill in the vacancy.

[3] Other, more genuine, Italian anti-fascists, who had indeed fought against the fascist regime, tended to be communists, who the American (and British) occupying forces were hence loathe to promote to high office. In addition, whereas the stronghold of the Mafia has always been Sicily, and other powerful Italian criminal syndicates (e.g. the ’Ndrangheta and Cammora) are likewise each based in regions of the Southern Italian Mezzogiorno, the Italian communists were strongest in the relatively more industrialized regions of Northern Italy. This ‘unholy alliance’ between the Americans, the Mafia, and, later, the Catholic Church and conservative Christian Democratic Party soon came to be almost institutionalized in post-war Italian politics, as, during the Cold War, the American government, together with Italian conservatives, opted to ally with the Mafia as the ‘lesser of two evils’ against Italy’s powerful Communist Party, who, in post-war era Italian politics, often seemed on the verge of winning power at the national level.

[4] Obviously, in a literal sense, Mussolini did not make make the trains run on time, at least not always. Indeed, no regime, howsoever efficient its transport system, has ever successfully ensured that all its trains always run on time, an obviously utopian aspiration.
Rather, the claim seems to be intended metaphorically, and to apply not just to the rail system, but rather to a perception of general improved efficiency in government and society at large under the Fascist regime, at least as compared to what was usual in Italy both before the Fascists had come to power and after they had been removed.
Thus, the general impression one gets from Farrell, who seems by no means blind to the faults of his adopted homeland and its people, is, not so much that Mussolini’s regime was highly efficient, either by European or international standards, but rather only that it was marginally less inefficient than most prior or subsequent Italian governments have been.
Interestingly, I recall reading, but have been unable to source, the suggestion that this oft-repeated adage about ‘the trains running on time’ under Mussolini in fact originated as a reference to the fact that Mussolini himself did not directly participate in the celebrated ‘March on Rome’ by which he and the PNF took power, but rather pragmatically opted to remain in Milan near the Swiss border, allegedly so as to escape and seek sanctuary abroad should this bold power grab fail and the authorities order his arrest, instead arriving in Rome only later, at the invitation of the then-King – and by train.
On this view, this famous reference to ‘the trains running on time’ might almost qualify as something of a backhanded complement, alluding as it does to Mussolini’s perceived cowardice in not participating in the March on Rome himself. In fact, according to Farrell, most participants in the so-called ‘March on Rome’ had in fact arrived by rail, Farrell reporting:

Most of the Fascists who marched on Rome had not marched at all but arrived at the assembly points by train like football supporters for an away game” (p118).

[5] Interestingly, Hitler’s Nazi regime too signed a concordat with the Catholic Church, which, like the Lateran Treaty in Italy, continues to govern relations between the Catholic Church and the state in Germany to this day, with German bishops taking an oath of loyalty to the German state on assuming office and agreeing to forgo participation in party politics.

[6] Thus, for example, Irish nationalists and British nationalists are natural enemies, as are Pakistani and Indian nationalists, and Turkish and Greek nationalists. Indeed, as far back as the third century BCE, Arthashastra, the ancient Indian treatise on statecraft, observed that next-door neighbours, by virtue of sharing a border, are natural enemies, whereas a state’s next-door neighbours but one, by virtue of sharing a border with one’s immediate neighbours, and hence one’s enemies, but not with oneself, are natural allies. Thus, France and Scotland combined against their common neighbour England in the Auld Alliance which lasted two and a half centuries, while during the First World War Russia and France allied against their common neighbour Germany. Arthashastra’s observation is sometimes cited as the origin of the famous aphorism, the enemy of my enemy is my friend.

[7] It is interesting to note that, even when Mussolini did belatedly embrace the idea of a ‘fascist international’, he initially excluded National Socialist Germany from this alliance. Thus, at the 1934 Montreux Fascist International Congress, representatives of the German National Socialist government were conspicuous by their absence. Yet, in contrast, representatives of what was then Hitler’s principal enemy, the Federal State of Austria, then governed by the so-called ‘clerical fascist’ or ‘AustrofascistFatherland Front, were invited and did indeed attend.

[8] This statistic is, I suspect, potentially misleading and probably reflects, at least partly, the higher levels of political engagement of Jews as compared to non-Jewish Italians, rather than any especial affinity towards Fascism. Jews may therefore have been overrepresented among communists and other opponents of the Fascist regime to an even greater degree than they were overrepresented among Fascists themselves.
Moreover, since Jews represented only about 0.1% of the total Italian population at the time, they can hardly be viewed as a key component of the fascist coalition of support, let alone as to any degree responsible for the rise of Fascism.
However, this statistic does at least show both that the Fascist regime was not regarded as at all anti-Semitic during this period, and moreover that Italian Jews were, by no means, universally anti-fascist in their sympathies.

[9] For my own thoughts on more realistic biological theories of race, see here, here and here.

[10] I recall reading somewhere the fanciful suggestion that Mussolini only agreed to this onerous, or at least unusual, condition because, as a former language teacher who regarded himself as sufficiently proficient in German as to forgo the need for a translator, or an Italian translation of the treaty’s provisions, he arrogantly refused any such assistance, and hence simply failed to understand exactly what it was he was actually agreeing to. However, I have been unable to source this claim, which, though it makes for an amusing story, is highly doubtful, and, if I have not myself entirely imagined it, surely apocryphal, since it is hardly likely that any competent world statesman would ever sign such an important treaty without having his advisors, in addition to himself, meticulously review its contents .

[11] Although remembered as a disciple of his compatriot Niccolò Machiavelli, Mussolini, with his militaristic braggadocio and strutting, had perhaps here imbued, or, more likely, independently hit upon, the teaching of that other great guru of military strategy and statecraft, Sun Tzu, who famously advised military leaders:

The most powerful tool of a leader is deception. Appear weak when you are strong, and strong when you are weak.

Thus, just as a powerful commander should fake weakness in order to lull his enemies into a false sense of security before attacking them, or even thereby provoking them to attack first, so a militarily-weak power like Mussolini’s Italy is advised to feign military strength and power in order to deter potential enemies from attacking.
However, it is likely that Mussolini’s own militaristic braggadocio and strutting was intended at least as much for internal consumption within Italy as on the international stage. Certainly, few foreign leaders seem to have been taken in, except perhaps Hitler, who indeed sought out an alliance with Fascist Italy despite her military weakness.

[12] In this respect, Italy was, Mussolini and the nascent Fascist movement excepted, something of an outlier and exception, since, here, the leading socialist party, Partito Socialista Italiano, did indeed stand true to the ideals of the Second International by opposing Italy’s entry into the War, even though there was, by this time, to all intents and purposes, no Second International left to which to remain true.

[13] To be clear, I do not here endorse the strong version of great man theory, as supposedly advocated by Carlyle, whereby historical research is to focus exclusively on so-called ‘great men’ to the exclusion of all other factors. On the contrary, the impact of ‘great men’ is, I believe, much less important than that of social, economic, ecological, environmental and biological factors.
The overemphasis on the impact of ‘great men’ in some popular histories has, I suspect, more to do with literary conventions, which require narratives to focus on the adventures and travails of heroes and villains and other human interest factors, in order to attract an audience, than with an objective appraisal of history. Such a focus is indeed, in my view, quite unscientific.
However, as the undoubted impact of such figures as Lenin and Hitler, and many others (including Mussolini himself), on history amply demonstrates, ‘great men’ do indeed, at least sometimes, have a major effect on human history, and such factors cannot be entirely ignored or ruled out by the serious historian. To rule out a priori the possibillity of individual personality as having a major impact on historical events strikes me as dogmatic and almost as unscientific as focussing exclusively on such factors.
Of course, in referring to both Lenin and Hitler as ‘great men’ I am not using the word ‘great’ in a moral, acclamatory or approving sense, but rather in the older meaning of the word, referring to the ‘great’ (i.e. massive) impact that each had upon history. This exculpatory clarificiation we might helpfully term the Farrakhan defence.

[14] Inevitably, it is parties of similar ideological persuasion who are most in competition with one another for support, since both will be attempting to attract the same core constituency of supporter. Relatedly, I am here reminded of a quotation attributed (possibly apocryphally) to Winston Churchill, who, when a newly elected MP, surveying for the first time the benches opposite, remarked ‘So, that’s the enemy’, was said to have replied, ‘No, that’s the oppostion. The enemy sits behind you’.

[15] Actually, as an avowed opponent of socialism and Marxism (albeit one who recognizes a certain usefulness and truth in the Marxist analysis of capitalist society), I would think it would be more accurate to state:

Socialism is the socialism of fools. Anti-Semitism the socialism of other fools.

[16] Of course, if we are being pedantic, Orwell was obviously exaggerating. Not all things that can be described as ‘not desirable’ can also be described as ‘fascist’. For example, one might well consider an unhealthy and not very tasty meal to be undesirable, but not even the most deranged leftist or unreconstructed Marxist would likely to describe food as ‘fascist’, though this would admittedly make for a good parody of some of the worst excesses of leftist and Marxist rhetoric.
Employment of the word ‘fascist’ is thus generally restricted to the political sphere, though the charge may also be levelled at anyone perceived as excercising some degree of authority in a given situation, especially if they are perceived as having too much authority in this matter or as excercising this authority in a manner that displeases the person employing the term.
More specifically, ‘fascist’ is generally employed only in respect of political positions, groups or regimes that are perceived as excessively authoritarian, restrictive of individuals liberties, nationalist or right-wing.
However, these terms themselves are often imprecisely, and very expansively, defined and understood. Indeed, as I have discussed above, the term ‘right-wing’ is especially extremely broad and imprecise in meaning, in ordinary usage coflating many divergent and conflicting political positions, and is hence almost as problematic as is the word ‘fascist’ itself.
Interestingly, Orwell’s observation is echoed by at least one leading leading post-war theorist of fascism (and alleged fascist sympathizer), namely Anthony James Gregor, who believes that the word, when properly applied (i.e. as he applies it) does in fact have a precise meaning, and indeed even an internal philosophical coherence, but nevertheless acknowledges that, in ordinary colloquial usage, is hopelessly ill-defined. Thus, Gregor writes:

Like some other terms in contemporary political use, the term ‘fascist’, as used in ordinary speech, is almost entirely without substantive meaning or specific reference” (The Search for Neofascism: p12

[17] I am here advocating that the word ‘fascism’ be confined in usage to the early- to mid-twentieth Italian political movement and ruling regime, and perhaps a few contemporaneous copycat movements that explicitly described themselves as ‘fascist’ (e.g. the BUF in the UK). Even describing the National Socialist movement and regime of Germany in the mid-twentieth century as ‘fascist’ seems to me unhelpful and potentially misleading, since, despite some commonalities, German National Socialism was, in many respects, a quite different and distinctively German phenomenon, and German National Socialist leaders such as Hitler, much though he may have admired and even partially modelled himself on Mussolini, did not, to my knowledge, ever self-identify as ‘fascists’. Instead, the employment of the term ‘fascist’ to describe Nazi Germany seems to have begun among opponents and critics of the regime, in particular among Marxists and the Soviet Union.